Browse by Document Type
Court Filings (12,056 documents)
Case 1:18-cv-07580 Document 1 Filed 08/20/18 Page 18 of 26
single adjudication, economy of scale, and comprehensive supervision by a single court.
79.
Defendants have acted or refused to act on gro
Case 1:18-cv-07580 Document 1 Filed 08/20/18 Page 15 of 26
62.
The full extent of Defendant Epstein's involvement in the TFC Ponzi Scheme and
related frauds, which harmed Plaintiffs and the Class,
Case 1:18-cv-07580 Document 1 Filed 08/20/18 Page 14 of 26
substantial amounts of the proceeds from the sales of the securities to meet TFC's operating
expenses; (viii) created phony receivables to
Case 1:18-cv-07580 Document 1 Filed 08/20/18 Page 12 of 26
52.
The very next day, on April 20, 1994, Hoffenberg was indicted in the Southern
District of New York on numerous charges resulting from
Case 1:18-cv-07580 Document 1 Filed 08/20/18 Page 11 of 26
46.
Despite the intended and stated purpose in the offering documents, Epstein diverted
the funds and funneled a substantial amount of the
Case 1:18-cv-07580 Document 1 Filed 08/20/18 Page 4 of 26
York, New York 10021.
12.
Defendant The Financial Trust Company ("TFTC") is a hedge fund formed under
the laws of St. Thomas in the U.S. V
Case 1:18-cv-07580 Document 1 Filed 08/20/18 Page 2 of 26
fraudulent Ponzi scheme, from banks, financial institutions, and current investors.
2.
While Hoffenberg was convicted as a result of his ro
Case 1:18-cv-07580 Document 1 Filed 08/20/18 Page 1 of 26
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
MARVIN GERBER AND KALMA KOENIG, on
behalf of themselves and all others similarl
Case 1:18-cv-07580-JPO Document 19 Filed 10/05/18 Page 2 of 2
CERTIFICATE OF SERVICE
I, Hillary M. Nappi, Esq., Counsel for MARVIN GERBER AND KALMA KOENIG, on
behalf of themselves and all others si
GLDUS238 SOUTHERN FINANCIAL LLC
Exhibit F
Institutional Capital Network, Inc. and its affiliates, iCapital Advisors, LLC and iCapital
Securities, LLC
NOTICE REGARDING PRIVACY OF FINANCIAL INFORMAT
GLDUS238 SOUTHERN FINANCIAL LLC
is available; (iii) that the Interest has not been registered under the laws of any jurisdiction outside of the
United States and that the Investor is responsible for
GLOUS238 SOUTHERN FINANCIAL LLC
Scotian 2: Investment Performance
Glendower Capital Secondary Opportunities Fund IV, LP
Lastly, in Exhibit 5 the SOF Program is compared against public market indexe
Kale Johnson v Donald 3 'I'rumparal Jeffrey E Frown Trump Child Rape Chum Tor 5)00 Minton Merged by Trump Arroniey I Gkbat Research • Centre for Research on Globehyshon
ADOU:
(:::("Z3C1
tier- trein
AGP LP 519 Alpha Group Caudal Paul Barren
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Waived Disqualifying Events
On December 6, 2016, a final judgment ("Judgment") was entered against Stifel, Nicolau
[the "Mass Mutual Fund"]. On June 15, 2000, Epstein borrowed an additional $10 million from Citibank, that Epstein
agreed to invest in the Mass Mutual Fund. (Mem. Of Law in Support of Defs.' Mot. To
amended complaint does not specify who within Citigroup or Citibank recommended the AIG investment, the defendants
are aware of which of their employees are implicated in this matter. Moreover, the p
plaintiffs by failing to disclose a conflict of interest and effectively "forced" the plaintiffs to keep their funds in a failing
investment. The plaintiffs claim that the defendants "served as [thei
State's Attorney General has the power to bring such claims resulting from the sale or negotiation of any securities or
commodities, and that there is no private right of action. (Defs.' Mem. Of Law
Transfer to a new forum under the federal venue statute requires that the transfer be Igor the convenience of the parties
and witnesses [and) in the interest of justice." 28 U.S.C. § 1404(a). Citiban
560, 568 (2d Cir.1996). Under this test, the plaintiff must establish that the defendants contacts with the forum jurisdiction
are "continuous and systematic? Id.
I find that this Court has general
The defendants maintain that Citibank discontinued its presence in the Virgin Islands in 1999 and that Citigroup is merely
a holding company that "does not have and never has had any assets, offices
According to the plaintiffs, during the negotiations of this deal Davison represented to Epstein that he was "virtually
assured of receiving an 18-20% return on [hisj investment, with a possible retu
that would accompany 'the first paragraph of any newspaper story—that is, the 'who, what, when, where and how' of the
events at issue." In re Rockefeller Ctr. Props.. Inc.. 311 F.3d at 217 (quoting I
main purpose is to protect AIG's interests in its dealing with Epstein and FTC. The agreement discusses at length the
process by which AIG, through its agent, Citibank, will deliver income notes to E
See generally Jumara v. State Farm Ins. Co., 55 F.3d 873, 879-80 (3d Cir.1995).
Considering the totality of the circumstances surrounding this case, I make the following findings. First, Epstein and
Having found that minimum contacts exist, I must decide whether compelling these out-of-territory defendants to submit to
jurisdiction in the Virgin Islands comports with traditional notions of fair
August 2. 2001. (Id. Ex. D.) In connection with the Amended 1999 Note, Epstein and FTC also signed an agreement
entitled "First Amendment to Note and Affirmation of Hypothecation Agreement and Certai
From:
Daniel Sabba
Sent:
5/27/2015 5:43:54 PM
CC:
Chip Packard
Stewart 0ld
Todd Steven
To:
Paul Morris
Subject:
JE follow-up - past litigation with Citi. [SC]
Classification: Strictly Conf
3 January 2018
HY Corporate Credit
HY Multi Sector.Media. Cable & Satellite
a compelling one for consumers, especially given increased competition for
audience's attention and today's average tick
OUR OPERATING PARTNERSHIP AND THE AMENDED PARTNERSHIP AGREEMENT
The following is a sununary of the terms of the amended partnership agreement. Unless otherwise
indicated, the following summary assum
U.S. farmland
The US. farmland investment industry represents more than $2.7 trillion of farmland property. We
believe that the US. has strong agricultural advantages in its topography and geographi
Case 1:18-cv-07580-JPO Document 19 Filed 10/05/18 Page 2 of 2
CERTIFICATE OF SERVICE
I, Hillary M. Nappi, Esq., Counsel for MARVIN GERBER AND KALMA KOENIG, on
behalf of themselves and all others si
Case 1:18-cv-07580-JPO Document 19 Filed 10/05/18 Page 2 of 2
CERTIFICATE OF SERVICE
I, Hillary M. Nappi, Esq., Counsel for MARVIN GERBER AND KALMA KOENIG, on
behalf of themselves and all others si
such solicitation, a customer or client of Intel, for the purpose of selling any products or services that are
competitive with Mobileye's business: (e) solicit or attempt to solicit any employee or
• if Intel or Purchaser breaches any of its representations or warranties or failure to perform any
covenant or agreement set forth in the Purchase Agreement which breach or failure would result
in
may not contain any exclusivity provision or other term that would restrict. in any manner.
Mobileye's ability to consummate the transactions contemplated by the Purchase Agreement or to
comply with
transactions: and (s) any combination of the foregoing; provided that any transaction described in the foregoing
clauses (g) through (s) will require the prior written consent of Mobileye. such conse
GLDUS238 SOUTHERN FINANCIAL LLC
Exhibit F
Institutional Capital Network, Inc. and its affiliates, iCapital Advisors, LLC and iCapital
Securities, LLC
NOTICE REGARDING PRIVACY OF FINANCIAL INFORMAT
GLOUS238 SOUTHERN FINANCIAL LLC
Scotian 2: Investment Performance
Glendower Capital Secondary Opportunities Fund IV, LP
Lastly, in Exhibit 5 the SOF Program is compared against public market indexe
S- I/A
Table of Contents
DESCRIPTION OF CAPITAL STOCK
The following is a description of the material terms of, and is qualified in its entirety by. our amended and restated certificate of
incorpor
Amendment No. 3 to Form S-1
Table of Contents
AB ACQUISITION LLC AND SUBSIDIARIES
Notes to Consolidated Financial Statements
and have previously accepted a tender offer of the merger consideration
Amendment No. 3 to Form S-1
Table of Contents
AB ACQUISITION LLC AND SUBSIDIARIES
Notes to Condensed Consolidated Financial Statements (unaudited)
Chester County (Pa.), in a case entitled Newman D
Amendment No. 3 to Form S-1
Table of Contents
AB ACQUISITION LLC AND SUBSIDIARIES
Notes to Condensed Consolidated Financial Statements (unaudited)
and misleading inventory data and pricing informa
Amendment No. 3 to Form S-1
Table of Contents
AB ACQUISITION LLC AND SUBSIDIARIES
Notes to Condensed Consolidated Financial Statements (unaudited)
With respect to the remainder of the leases the C
Amendment No. 3 to Form S-1
Table of Contents
AB ACQUISITION LLC AND SUBSIDIARIES
Notes to Condensed Consolidated Financial Statements (unaudited)
NOTE 9—COMMITMENTS, CONTINGENCIES AND OFF BALANCE
Amendment No. 3 to Form S-1
Table of Contents
Minnesota. On August 10, 2015, we joined SuperValu to file a motion to dismiss the class actions, which remains pending. Based on the
proceedings to da
Amendment No. 3 to Form S-1
Table of Contents
issuing contingent value rights with an estimated fair value of $1.03 and $0.05 per share relating to Safeway's 49% interest in Casa Ley
and deferred c
C 0
00
Z
Z
11 11
Page 36
OO
mm
z z
r >
r-
-o
C
A
" 1 THIS DATA IS FOR INFORMATIONAL PURPOSES ONLY*" Copyright © 2011
CourtLink Corporation
UNITED STATES DISTRICT COURT
o
SOUTHERN DISTR
C 0
O 0
Z-n
Page 33
OO
mm
z z
r• >
r-
mo
C
*** THIS DATA IS FOR INFORMATIONAL PURPOSES ONLY*" Copyright © 2011
CourtLink Corporation
UNITED STATES DISTRICT COURT
-n
o
SOUTHERN DISTRICT
•
C)
O 0
Z
-n
Page 30
OO
mm
z z
r• >
r-
mo
C A
" 1 THIS DATA IS FOR INFORMATIONAL PURPOSES ONLY*" Copyright © 2013
CourtLink Corporation
UNITED STATES DISTRICT COURT
-n
o
SOUTHERN DIST